AJ
Alan D. Jacobson
CITIZENS SECURITIES
Moorestown, NJ 08057
Some features on this profile are disabled
CRD#: 5074540
AJ
Professional summary
Alan David Jacobson, who also goes by Alan D Jacobson, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Moorestown, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Alan has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan D Jacobson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alan David Jacobson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan David Jacobson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2021 - Present
CITIZENS SECURITIES, INC.
Office #1: 80 Hartford Road Ms: Nj124, Moorestown, NJ 08057Office #2: 23201 Columbus Road Nj120, Columbus, NJ 08022Office #3: 124 East Main Street Nj176, Maple Shade, NJ 08052Office #4: 213 Us Highway 130 Ms: Nj107, Bordentown, NJ 08505RIA
BD
CRD#: 39550
Moorestown, NJ
Current
April 30, 2021 - Present
CITIZENS SECURITIES, INC.
Office #1: 80 Hartford Road Ms: Nj124, Moorestown, NJ 08057Office #2: 23201 Columbus Road Nj120, Columbus, NJ 08022Office #3: 124 East Main Street Nj176, Maple Shade, NJ 08052Office #4: 213 Us Highway 130 Ms: Nj107, Bordentown, NJ 08505RIA
BD
CRD#: 39550
Moorestown, NJ
Past
September 4, 2019 - April 29, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Marlton, NJ
Past
August 29, 2019 - April 29, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Marlton, NJ
Past
February 21, 2019 - August 26, 2019
OSAIC FA, INC.
RIA
CRD#: 3978
CHERRY HILL, NJ
Past
February 11, 2019 - August 26, 2019
OSAIC FA, INC.
BD
CRD#: 3978
CHERRY HILL, NJ
Past
January 24, 2017 - February 12, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
PHILADELPHIA, PA
Past
January 24, 2017 - February 12, 2019
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
PHILADELPHIA, PA
Past
February 26, 2015 - January 24, 2017
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
TRENTON, NJ
Past
February 26, 2015 - January 24, 2017
SANTANDER SECURITIES LLC
BD
CRD#: 41791
TRENTON, NJ
Past
May 2, 2013 - February 12, 2015
M&T SECURITIES, INC.
RIA
CRD#: 17358
WAYNE, PA
Past
May 2, 2013 - February 12, 2015
M&T SECURITIES, INC.
BD
CRD#: 17358
WAYNE, PA
Past
February 8, 2013 - April 26, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAYREVILLE, NJ
Past
February 8, 2013 - April 26, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAYREVILLE, NJ
Past
July 19, 2010 - February 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MERCERVILLE, NJ
Past
July 19, 2010 - February 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MERCERVILLE, NJ
Past
June 11, 2010 - July 13, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
June 11, 2010 - July 13, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
March 31, 2008 - June 4, 2010
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
LAMBERTVILLE, NJ
Past
February 25, 2008 - June 4, 2010
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
LAMBERTVILLE, NJ
Past
January 26, 2006 - February 15, 2008
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/16/2021)
IAR
California(9/16/2021)
RR
Delaware(4/30/2021)
IAR
Delaware(5/4/2021)
RR
Florida(10/20/2021)
IAR
Florida(10/20/2021)
RR
New Jersey(4/30/2021)
IAR
New Jersey(4/30/2021)
RR
Pennsylvania(4/30/2021)
IAR
Pennsylvania(5/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
