JR
Julia M. Randall
NORTHSTAR FINANCIAL COMPANIES
CONSHOHOCKEN, PA 19428
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CRD#: 5073235
JR
Professional summary
Julia Megan Randall is a registered financial advisor currently at NORTHSTAR FINANCIAL COMPANIES, INC. located in Conshohocken, Pennsylvania.
Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Julia has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GUARDIAN, 1 HILLCREST AVE APT 503, MORRISVILLE, PA 19067 BEGAN 12/4/09 AS GUARDIAN OF ESTATE. BEEN APPOINTED AS THE GUARDIAN OF MY AUNT, HER ESTATE AND ALL HER FINANCIAL MATTERS AS PER MY GRANDMOTHER'S WILL. HER INVESTMENT ACCOUNT IS HELD AT NFS. NON-PROFIT. DEVOTES 1 HRS WEEK AND 1 DURING TRADING. 2) J2SM LLC, 1201 E. HECTOR ST., CONSHOHOCKEN, PA 19428, NOT INVESTMENT-RELATED, LLC TO HOLD REAL ESTATE, PARTNER, SINCE 7/2024, APPROXIMATELY 10-12 HOURS A MONTH, NO HOURS DEVOTED DURING TRADING HOURS, PARTNER IN A REAL ESTATE LLC THAT HOLDS THE BUILDING WHERE THE ADVISER IS LOCATED
CRS (Client Relationship Summary) - RIA
Click below to view Julia Megan Randall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2008 - Present
NORTHSTAR FINANCIAL COMPANIES, INC.
Office #1: 1201 E. Hector St, Conshohocken, PA 19428RIA
CRD#: 119396
CONSHOHOCKEN, PA
Past
January 2, 2018 - December 31, 2018
LONGVIEW WEALTH MANAGEMENT
RIA
CRD#: 136214
Conshohocken, PA
Past
March 10, 2008 - September 17, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CONSHOHOCKEN, PA
Past
March 10, 2008 - August 3, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CONSHOHOCKEN, PA
Past
October 2, 2006 - March 10, 2008
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
CONSHOHOCKEN, PA
Past
February 24, 2006 - March 10, 2008
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/4/2008)
IAR
Texas(11/13/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NF
NORTHSTAR FINANCIAL COMPANIES, INC.
AUGUST HERMAN NIEMEYER | THE NIEMEYER GROUP, INC. | THE NIEMEYER GROUP | NORTHSTAR FINANCIAL GROUP | NORTHSTAR FINANCIAL COMPANIES, INC. | KENSINGTON MANAGEMENT
CRD#: 119396 / SEC#: 801-115004
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (4/23/2019 Terminated)Delaware
Registered Investment Advisory firm - (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - (4/22/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (4/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (5/15/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/22/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 E. Hector St, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 629-6100
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,303 |
| AUM (Assets Under Management) | $ 443,347,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
