William R. Branch

NORTHSTAR FIDUCIARY PARTNERS

WAXHAW, NC

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CRD#: 5072777

Professional summary

William Roger Branch is a registered financial advisor currently at NORTHSTAR FIDUCIARY PARTNERS, LLC located in Waxhaw, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. William has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roger Branch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2023 - Present

NORTHSTAR FIDUCIARY PARTNERS, LLC

RIA

CRD#: 284994

WAXHAW, NC

Past

January 5, 2017 - June 5, 2023

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

RIA

CRD#: 117868

CHARLOTTE, NC

Past

April 29, 2009 - December 31, 2016

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

RIA

CRD#: 117868

CHARLOTTE, NC

Past

April 15, 2009 - November 29, 2010

PRESIDIUM

RIA

CRD#: 138132

CHARLOTTE, NC

Past

April 25, 2008 - May 12, 2009

FIDUCIARY ADVISORS, LLC

RIA

CRD#: 140321

LYNCHBURG, VA

Past

April 25, 2006 - April 24, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

FOREST, VA

Past

February 6, 2006 - April 24, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

FOREST, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR FIDUCIARY PARTNERS, LLC

EFS INVESTMENT ADVISORS LLC | NORTHSTAR FIDUCIARY PARTNERS, LLC | JG INVESTMENT ADVISORS LLC

CRD#: 284994 / SEC#: 801-129423

RIA

Registered Investment Advisory firm - (1/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (11/7/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/4/2006

General Securities Representative Examination

Current Firm

NORTHSTAR FIDUCIARY PARTNERS, LLC

EFS INVESTMENT ADVISORS LLC | NORTHSTAR FIDUCIARY PARTNERS, LLC | JG INVESTMENT ADVISORS LLC

CRD#: 284994 / SEC#: 801-129423

RIA

Registered Investment Advisory firm - (1/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (11/7/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2024 Terminated)

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Contact information

Main Address

East Brunswick, NJ

Mailing Address

Phone number

(732) 322-2570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR FIDUCIARY PARTNERS LLC FORM ADV PART 2A DTD 02-01 2025 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 1,145,519,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Branch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roger Branch's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

PRESIDIUM

FIDUCIARY ADVISORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

NORTHSTAR FIDUCIARY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2006

Series 7

Date: 2/4/2006

Current Firm

NORTHSTAR FIDUCIARY PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR FIDUCIARY PARTNERS, LLC

TRUST BUT VERIFY

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