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BG

Bradley M. Greer

ALLEN WEALTH MANAGEMENT
Boone, NC 28607
Some features on this profile are disabled
CRD#: 5072567
BG

Professional summary

Bradley Mcdonald Greer, CFP®, who also goes by Bradley M Greer, is a registered financial advisor currently at ALLEN WEALTH MANAGEMENT, LLC located in Boone, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Boone, North Carolina.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Bradley has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bradley M Greer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Mcdonald Greer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 17, 2021 - Present

ALLEN WEALTH MANAGEMENT, LLC

Office #1: 980 Highway 105, Boone, NC 28607
RIA
CRD#: 133038
Boone, NC
Current

January 10, 2023 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 980 Highway 105, Boone, NC 28607
BD
CRD#: 6694
Boone, NC
Past

October 29, 2021 - November 10, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Boone, NC
Past

December 12, 2005 - November 9, 2021

SAPERE WEALTH MANAGEMENT, LLC

RIA
CRD#: 119598
MATTHEWS, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALLEN WEALTH MANAGEMENT, LLC
ALLEN WEALTH MANAGEMENT, LLC

CRD#: 133038 / SEC#: 801-64431

RIA
Registered Investment Advisory firm - (6/20/2005 Approved)
North Carolina
Registered Investment Advisory firm - (6/22/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(11/17/2021)
RR
North Carolina
(10/2/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/13/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/9/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ALLEN WEALTH MANAGEMENT, LLC
ALLEN WEALTH MANAGEMENT, LLC

CRD#: 133038 / SEC#: 801-64431

RIA
Registered Investment Advisory firm - (6/20/2005 Approved)
North Carolina
Registered Investment Advisory firm - (6/22/2005 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
980 Highway 105, Boone, NC 28607
Mailing Address
Phone number
(828) 268-9693
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLEN WEALTH MANAGEMENT, LLC ADV BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts2,725
AUM (Assets Under Management)$ 664,325,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN WEALTH MANAGEMENT, LLC

CRD#: 133038Boone, NC 28607

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