Christopher B. Steck
Professional summary
Christopher Brant Steck, CFP®, who also goes by Brant Steck, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Brant Steck's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
January 4, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 13, 2015 - December 31, 2015
OSAIC SERVICES, INC.
March 30, 2010 - August 8, 2014
VOYA FINANCIAL ADVISORS, INC.
February 1, 2007 - July 15, 2008
EQUITABLE ADVISORS, LLC
December 19, 2005 - September 5, 2006
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
