EM
Evidio T. Mayea
PERENNIAL FINANCIAL SERVICES
CYPRESS, CA 90630
Some features on this profile are disabled
CRD#: 5069804
EM
Professional summary
Evidio T Mayea III, who also goes by Evidio T Mayea, Evidio Thomas Mayea III, Evidio Thomas Mayea, Evidio Tom Mayea III, Evidio Tom Mayea, Evidio Mayea, Tom Mayea, is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Cypress, California and LPL FINANCIAL LLC located in Cypress, California.
Evidio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Evidio has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Evidio T Mayea | Evidio Thomas Mayea Iii | Evidio Thomas Mayea | Evidio Tom Mayea Iii | Evidio Tom Mayea | Evidio Mayea | Tom Mayea
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/2024 - Perennial Legacy Insurance Solutions / Non-Variable Insurance / Inv. Related / Cypress, CA / Start date 05/13/2024 - 8 Hrs per month - 5 % Time Spent 2) 04/2024 - Mayea Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 160 Hrs per month - 100% Time Spent 3) 04/2024 - Mayea Wealth Management LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Cypress, CA / Star tdate 05/13/2024 - 160 Hrs per month - 100% Time Spent 4) 05/14/2024 - Perennial Investment Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 5/13/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/14/2024 - Perennial Investment Advisors, LLC - Registered Investment Advisor DBA - Advisor - At Reported Business Location(s) - Start Date 5/13/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Evidio T Mayea III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2024 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 10601 Walker St., Cypress, CA 90630RIA
CRD#: 286477
CYPRESS, CA
Current
May 13, 2024 - Present
LPL FINANCIAL LLC
Office #1: 10601 Walker St Ste 170, Cypress, CA 90630RIA
BD
CRD#: 6413
Cypress, CA
Past
June 1, 2017 - May 14, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROLLING HILLS ESTATES, CA
Past
June 1, 2017 - May 14, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROLLING HILLS ESTATES, CA
Past
January 3, 2011 - June 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BELLFLOWER, CA
Past
January 3, 2011 - June 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BELLFLOWER, CA
Past
January 27, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
BELLFLOWER, CA
Past
January 19, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
BELLFLOWER, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/13/2024)
IAR
California(5/13/2024)
RR
Colorado(5/13/2024)
RR
Michigan(5/22/2024)
RR
Texas(5/13/2024)
IAR
Texas(5/13/2024)
RR
Wyoming(5/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
