Matthew T. Palumbo

ESOTERIC WEALTH PARTNERS LLC

EDMOND, OK 73013

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CRD#: 5069134

Professional summary

Matthew Thomas Palumbo, who also goes by Matt Thomas Palumbo, is a registered financial advisor currently at ESOTERIC WEALTH PARTNERS LLC located in Edmond, Oklahoma and PALUMBO CAPITAL GROUP, LLC located in Edmond, Oklahoma.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Thomas Palumbo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. October 2017: GUIDANCE NORTHWEST INSURANCE, LLC - OWNER - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) DBA INSURANCE LICENSE. 2. January 2024: BOB MOORE, INC. - EXECUTIVE MANAGER OF OPERATIONS - NON-INVESTMENT RELATED - OKLAHOMA CITY, OK - 30 HRS/WK DURING TRADING - 10 HRS/WK DURING NON TRADING 3. January 2025: PALUMBO CAPITAL GROUP, LLC - MANAGING MEMBER/IAR - INVESTMENT RELATED - SAME OFFICE ADDRESS - 10 HRS/MTH DURING TRADING - ADVISORY BUSINESS 4. July 2015: ESOTERIC WEALTH PARTNERS, LLC - MANAGING MEMBER/IAR - INVESTMENT RELATED - SAME OFFICE ADDRESS - 30 HOURS/MTH DURING TRADING - ADVISORY BUSINESS 5. December 2024: PALUMBO HOLDINGS, LL - OWNER - NON-INVESTMENT RELATED - SAME OFFICE ADDRESS - 2 HRS/MTH DURING TRADING - HOLDING COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Palumbo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2015 - Present

ESOTERIC WEALTH PARTNERS LLC

Office #1: 3209 S. Broadway Ste. 229, Edmond, OK 73013

RIA

CRD#: 168497

EDMOND, OK

Current

March 11, 2025 - Present

PALUMBO CAPITAL GROUP, LLC

Office #1: 2524 N Broadway Suite 578, Edmond, OK 73034

RIA

CRD#: 334679

EDMOND, OK

Past

June 15, 2011 - July 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MUKILTEO, WA

Past

June 15, 2011 - July 28, 2015

LPL FINANCIAL LLC

CRD#: 6413

MUKILTEO, WA

Past

January 15, 2008 - June 21, 2011

WADDELL & REED

RIA

CRD#: 866

LYNNWOOD, WA

Past

January 14, 2008 - June 21, 2011

WADDELL & REED

CRD#: 866

LYNNWOOD, WA

Past

February 9, 2007 - December 31, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/19/2025)

IAR

Oklahoma
(7/3/2024)

IAR

Washington
(7/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ESOTERIC WEALTH PARTNERS LLC

ESOTERIC WEALTH PARTNERS LLC | PALUMBO WEALTH STRATEGIES, LLC | PALUMBO WEALTH STRATEGIES | PALUMBO WEALTH MANAGEMENT, LLC

CRD#: 168497 / SEC#:

Oklahoma

Registered Investment Advisory firm - (7/2/2024 Approved)

Washington

Registered Investment Advisory firm - (1/2/2015 Approved)

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Contact information

Main Address

3209 S. Broadway Ste. 229, Edmond, OK 73013

Mailing Address

Phone number

(425) 354-5627

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 16,805,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew T. Palumbo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Palumbo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALUMBO CAPITAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2007

Series 63

Date: 10/6/2006

SIE

Date: 7/28/2015

Series 7

Date: 8/6/2007

Series 6

Date: 10/27/2006

Current Firm

ESOTERIC WEALTH PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESOTERIC WEALTH PARTNERS LLC

TRUST BUT VERIFY

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