Matthew Thomas Palumbo
Professional Summary
Matthew Thomas Palumbo, who also goes by Matt Thomas Palumbo, is a registered financial advisor currently at ESOTERIC WEALTH PARTNERS LLC located in Edmond, Oklahoma and PALUMBO CAPITAL GROUP, LLC located in Edmond, Oklahoma. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Thomas Palumbo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
ESOTERIC WEALTH PARTNERS LLC | PALUMBO WEALTH STRATEGIES, LLC | PALUMBO WEALTH STRATEGIES | PALUMBO WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3209 S. Broadway Ste. 231, Edmond, OK 73013Phone Number
(425) 354-5627# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
93AUM (Assets Under Management)
$18,207,527Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/19/2025)
(7/3/2024)
(7/21/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2006About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Palumbo's CRS (Customer Relationship Summary).
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