Shonda Nicole Cogshell
Professional Summary
Shonda Nicole Cogshell, who also goes by Shonda Cogshell, is a registered financial advisor currently at MSEC, LLC located in Overland Park, Kansas. Shonda is registered as a RR (Registered Representative) and started their career in finance in 2006. Shonda has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shonda Cogshell
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Current Firm
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH
Contact Information
Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211Phone Number
(913) 904-5700Established
Delaware since 05/13/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2006About the Series 6 examSRO Registrations
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Shonda Nicole Cogshell's CRS (Customer Relationship Summary).
Similar Advisors
FINANCIAL RESOURCES GROUP, LLC
VANGUARD MARKETING CORPORATION
PFS INVESTMENTS INC.
ACT ADVISORS