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TG

Tsvetana Goykhman

RUSSELL INVESTMENTS FINANCIAL SERVICES
New York, NY 10017
Some features on this profile are disabled
CRD#: 5068733
TG

Professional summary

Tsvetana Goykhman is a registered financial professional currently at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in New York, New York.

Tsvetana is registered as a RR (Registered Representative) and started their career in finance in 2005. Tsvetana has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tsvetana Goykhman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2025 - Present

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Office #1: 575 Fifth Avenue Floor 35, New York, NY 10017
BD
CRD#: 21771
New York, NY
Past

February 11, 2019 - February 25, 2025

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

December 10, 2010 - January 16, 2019

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

September 5, 2007 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

December 16, 2005 - December 23, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/12/2025)
RR
Washington
(3/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 9/5/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 3/13/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/15/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/17/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
RUSSELL FINANCIAL SERVICES, INC. | RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC. PART OF RUSSELL INVESTMENT GROUP | RUSSELL FUND DISTRIBUTORS, INC. | RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS

CRD#: 21771 / SEC#: , 8-39227

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
401 Union St 18th Floor, Seattle, WA, 98101
Mailing Address
401 Union St 18th Floor, Seattle, WA, 98101
Phone number
(206) 505-7877
Established
Washington since 06/02/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RUSSELL INVESTMENT MANAGEMENT, LLCCORPORATE PARENT OF APPLICANT
ALVAREZ, CARLOS CIDUS BROKER-DEALER CHIEF COMPLIANCE OFFICER5689384
ERICKSON, ROSS EDWARDDIRECTOR3003283
JUNG, BRAD EDWARDCHAIRMAN AND PRESIDENT2419757
SIEGEL, DAVID ANDREWFINANCIAL AND OPERATIONS PRINCIPAL7440274
SURLOFF, HOWARD BRIANCHIEF LEGAL OFFICER7525747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771New York, NY 10017

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