William D. Vise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Dennis Vise, who also goes by Bill VIse, William D Vise, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - December 11, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
March 25, 2017 - August 22, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 22, 2017
MML INVESTORS SERVICES, LLC
September 27, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 26, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 10, 2016 - June 22, 2016
ALLSTATE FINANCIAL ADVISORS, LLC
February 10, 2016 - June 22, 2016
ALLSTATE FINANCIAL SERVICES, LLC
July 16, 2015 - January 19, 2016
PRINCIPAL SECURITIES, INC.
July 15, 2015 - January 19, 2016
PRINCIPAL SECURITIES, INC.
February 24, 2014 - July 8, 2015
NYLIFE SECURITIES LLC
August 1, 2012 - September 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
