HO
Hugh M. Owens
CETERA INVESTMENT ADVISERS LLC
PANAMA CITY, FL 32401
Some features on this profile are disabled
CRD#: 5068301
HO
Professional summary
Hugh Michael Owens is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Panama City, Florida and CETERA WEALTH SERVICES, LLC located in Chipley, Florida.
Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Hugh has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:WILLIAMS FINANCIAL SERVICES; Yes; 1378 N RAILROAD AVE; CHIPLEY; FL; 32428; FINANCIAL SERVICES; FINANCIAL ADVISOR; 2/15/2013; 8; 8; SALE AND SERVICES INSURANCE,SECURITIES AND INVESTMENT PRODUCTS| 2) NAME OF ENTITY:MIKE OWENS FINANCIAL SERVICES INC; Yes; 228 SOUTH CLAIRE DR; PANAMA CITY; FL; 32401; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 2/15/2013; 150; 150; INSURANCE & INVESTMENT SERVICES| 3) NAME OF ENTITY: Independent Insurance Agent; Yes; 1378 N RAILROAD AVE; CHIPLEY; FL; 32428; Fixed Insurance Sales; Independent Insurance Agent; 2/15/2013; 20; 20; Sales of fixed insurance products| 4) NAME OF OTHER BUSINESS:MIKE OWENS FINANCIAL SERVICES INC. DBA OWENS WEALTH MANAGEMENT ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT/TAX PURPOSES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT AND TAX PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Hugh Michael Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1045 Jenks Ave, Panama City, FL 32401Office #2: 1378 North Railroad Avenue, Chipley, FL 32428RIA
CRD#: 105644
PANAMA CITY, FL
Current
May 28, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1378 North Railroad Avenue, Chipley, FL 32428Office #2: 1045 Jenks Ave, Panama City, FL 32401BD
CRD#: 13572
Chipley, FL
Past
June 22, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHIPLEY, FL
Past
February 21, 2013 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CHIPLEY, FL
Past
February 15, 2013 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CHIPLEY, FL
Past
March 2, 2009 - February 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
PANAMA CITY, FL
Past
February 13, 2009 - February 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
PANAMA CITY, FL
Past
February 7, 2006 - March 10, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PANAMA CITY, FL
Past
January 23, 2006 - March 10, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PANAMA CITY, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2021)
RR
Arkansas(6/10/2021)
RR
California(6/10/2021)
RR
Colorado(6/23/2021)
RR
Connecticut(6/10/2021)
RR
Florida(6/22/2021)
IAR
Florida(5/10/2023)
RR
Georgia(6/10/2021)
RR
Kansas(8/25/2025)
RR
Louisiana(6/10/2021)
RR
Maryland(6/10/2021)
RR
Mississippi(6/10/2021)
RR
Nevada(6/10/2021)
RR
New Hampshire(10/28/2025)
RR
New York(6/10/2021)
RR
North Carolina(6/25/2021)
RR
Pennsylvania(6/24/2021)
RR
South Carolina(6/10/2021)
RR
Tennessee(6/23/2021)
RR
Utah(6/10/2021)
RR
Virginia(6/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
