Jesse J. Orth
Professional summary
Jesse Joel Orth is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Plymouth, Minnesota.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 2007. Jesse has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesse Joel Orth's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 505 Hwy 169 N, Suite 1100, Plymouth, MN 55441February 17, 2022 - November 28, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
January 4, 2016 - February 17, 2022
RIVERSOURCE DISTRIBUTORS, INC.
September 29, 2011 - January 21, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2011 - September 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 24, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 13, 2007 - November 18, 2009
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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