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JC

John Francis Cheever

CARNES CAPITAL
NAPLES, FL
·CRD# 5066835·19 years experience

Professional Summary

John Francis Cheever is a registered financial advisor currently at CARNES CAPITAL CORPORATION located in Naples, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CARNES CAPITAL CORPORATION·CRD# 16187
BD
1. 8889 Pelican Bay Blvd. Suite 500, Naples, FL 341082. 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512
June 19, 2007 - Present

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Current Firm

CC
CARNES CAPITAL CORPORATION

CARNES CAPITAL CORPORATION | PERKINS, SMITH INCORPORATED | MOUNT VERNON SECURITIES, INC.

CRD#: 16187 / SEC#: 8-33443
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512

Mailing Address

8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512

Phone Number

(239) 254-2500

Established

Florida since 10/05/1984

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PELICAN BAY HOLDINGS, LLCSOLE MEMBER—
ATKINS, CHAD DAMERONGENERAL COUNSEL—
CHEEVER, JOHN FRANCISFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER5066835
JANOYAN, JANO PANOSCHIEF EXECUTIVE OFFICER2627238
MORRISON, MICHAEL ROBERTCHIEF COMPLIANCE OFFICER5440888

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/12/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jun 2007About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Francis Cheever's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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