Lawrence C. Zimmerman

ZIMMERMAN ADVISORY GROUP

Dublin, OH 43017

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CRD#: 5066166

Professional summary

Lawrence Carl Zimmerman II, who also goes by Carl Zimmerman, L Carl Zimmerman II, is a registered financial advisor currently at ZIMMERMAN ADVISORY GROUP, LLC located in Dublin, Ohio.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lawrence has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl Zimmerman | L Carl Zimmerman Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CARL ZIMMERMAN FINANCIAL SERVICES, LLC; INVESTMENT RELATED; 7228 ACHILL DR, DUBLIN OH 43017; INSURANCE SERVICES; MANAGING MEMBER/INSURANCE AGENT; 7/2008; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS ZIMMERMAN TAX ADVISORY GROUP, INC.; NON-INVESTMENT RELATED; 5650 BLAZER PARKWAY, SUITE 100, DUBLIN OH 43107; TAX PREPARATION; PRESIDENT; 08/2007; APPROXIMATELY 10 HRS/MO SPENT IN THIS BUSINESS SELF-EMPLOYED; NON-INVESTMENT RELATED; 7228 ACHILL DR, DUBLIN OH 43017; INSURANCE SERVICES; SOLE PROPRIETOR; 01/1989; APPROXIMATELY 5 HOURS PER MONTH;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Carl Zimmerman II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2008 - Present

ZIMMERMAN ADVISORY GROUP, LLC

Office #1: 5650 Blazer Pkwy Ste 100, Dublin, OH 43017

RIA

CRD#: 148214

Dublin, OH

Past

January 3, 2006 - December 20, 2006

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

DUBLIN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/17/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2005

Uniform Investment Adviser Law Examination

Current Firm

ZIMMERMAN ADVISORY GROUP, LLC

CRD#: 148214 / SEC#:

Ohio

Registered Investment Advisory firm - (9/16/2008 Approved)

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Contact information

Main Address

5650 Blazer Pkwy Ste 100, Dublin, OH 43017

Mailing Address

Phone number

(614) 571-5058

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 29,815,397

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence C. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Carl Zimmerman II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZIMMERMAN ADVISORY GROUP, LLC

USA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2005

Current Firm

ZIMMERMAN ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZIMMERMAN ADVISORY GROUP, LLC

TRUST BUT VERIFY

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