TP
Thomas R. Pitts
BANKERS LIFE ADVISORY SERVICES
Greenville, SC 29615
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CRD#: 5066128
TP
Professional summary
Thomas Ralph Pitts jr, who also goes by Ralph Pitts, Thomas Ralph Pitts, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Greenville, South Carolina and BANKERS LIFE SECURITIES, INC. located in Greenville, South Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ralph Pitts | Thomas Ralph Pitts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANCHOR FOOD GROUP LLC POSITION: LLC Owner, Dormant LLC NATURE: WAs an LLC that owned a restaurant and has been dormant for 13 years INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 619 Cub Branch Dr, Spartanburg SC 29301, United States DESCRIPTION: None BANKERS LIFE POSITION: Unit Sales Manager/Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/27/2011 ADDRESS: 10 Patewood Dr Ste 450, Greenville SC 29615, United States DESCRIPTION:MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Ralph Pitts jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 10 Patewood Drive Ste 450, Greenville, SC 29615RIA
CRD#: 281285
Greenville, SC
Current
June 14, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 10 Patewood Drive Ste 450, Greenville, SC 29615BD
CRD#: 173962
GREENVILLE, SC
Past
October 27, 2015 - February 29, 2016
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/23/2025)
RR
Florida(11/14/2024)
RR
Maine(11/15/2024)
RR
Michigan(11/14/2024)
RR
North Carolina(10/25/2016)
RR
South Carolina(6/14/2016)
IAR
South Carolina(11/28/2022)
RR
Virginia(7/11/2018)
IAR
Virginia(5/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Greenville, SC 29615TRUST BUT VERIFY
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