Sidney L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Lloyd Robinson, who also goes by Sidney L Robinson, Sidney Lloyd Robinson, Sidney L Robinson, Sidney Robinson, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 2005. Sidney had worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2019 - March 23, 2020
EMPOWER FINANCIAL SERVICES, INC.
March 7, 2018 - August 2, 2018
EMPOWER ADVISORY GROUP, LLC
March 7, 2018 - August 2, 2018
EMPOWER FINANCIAL SERVICES, INC.
September 19, 2017 - March 9, 2018
HORACE MANN INVESTORS, INC.
January 31, 2017 - August 24, 2017
EMPOWER ADVISORY GROUP, LLC
September 21, 2015 - August 24, 2017
EMPOWER FINANCIAL SERVICES, INC.
July 14, 2015 - September 8, 2015
CETERA INVESTMENT ADVISERS LLC
July 10, 2015 - September 8, 2015
CETERA INVESTMENT SERVICES LLC
October 26, 2012 - December 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2012 - December 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2009 - March 9, 2010
THE HUNTINGTON INVESTMENT COMPANY
December 5, 2005 - May 30, 2008
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/13/2022
General Securities Representative ExaminationCurrent Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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