Stephanie L. Davis

HENDERSON FINANCIAL GROUP LLC

Virginia Beach, VA 23462

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CRD#: 5065402

Professional summary

Stephanie Lynn Davis, who also goes by Stephanie Lynn Davis, Stephanie L. Sage, Stephanie Lynn Sage, Stephanie L Sage, is a registered financial advisor currently at HENDERSON FINANCIAL GROUP LLC located in Virginia Beach, Virginia.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Stephanie has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Lynn Davis | Stephanie L. Sage | Stephanie Lynn Sage | Stephanie L Sage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)12/17/2020 - Henderson Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2019 2)12/17/2020 - Notary - State of VA -

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2024 - Present

HENDERSON FINANCIAL GROUP LLC

Office #1: One Columbus Center, Ste. 540, Virginia Beach, VA 23462

RIA

CRD#: 3866

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENDERSON FINANCIAL GROUP LLC

CRD#: 333013 / SEC#: 801-131512

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/26/2024)

IAR

Texas
(11/26/2024)

IAR

Virginia
(11/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2006

General Securities Representative Examination

Current Firm

HENDERSON FINANCIAL GROUP LLC

CRD#: 333013 / SEC#: 801-131512

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

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Contact information

Main Address

One Columbus Center Ste 540, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 314-4638

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/21/2025)

Regulatory assets under management

Total Number of Accounts	601
AUM (Assets Under Management)	$ 130,164,413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HENDERSON FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2006

SIE

Date: 5/15/2018

Series 7

Date: 12/15/2006

Current Firm

HENDERSON FINANCIAL GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENDERSON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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