Sebastien G. Lafosse

CREDIT AGRICOLE SECURITIES (USA)

New York, NY 10019

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CRD#: 5065287

Professional summary

Sebastien Guy Lafosse, who also goes by Sebastien Lafosse, is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.

Sebastien is registered as a RR (Registered Representative) and started their career in finance in 2007. Sebastien has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sebastien Lafosse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sebastien Guy Lafosse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2017 - Present

CREDIT AGRICOLE SECURITIES (USA) INC.

Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019Office #2: 200 Wood Avenue South 1st Floor, Iselin, NJ 08830

CRD#: 190

New York, NY

Past

September 17, 2015 - February 10, 2017

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

December 20, 2012 - August 26, 2015

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

June 17, 2011 - August 27, 2015

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 3, 2010 - May 17, 2011

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

April 24, 2007 - February 12, 2010

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/19/2017)

California
(5/19/2017)

Florida
(5/19/2017)

Illinois
(5/19/2017)

Massachusetts
(5/19/2017)

New York
(5/19/2017)

Ohio
(5/22/2017)

Texas
(5/19/2017)

Virginia
(5/19/2017)

Washington
(5/19/2017)

Exams

State Security Law Exam

Series 63

Date: 9/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/2016

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190 / SEC#: , 8-13753

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1301 Avenue Of The Americas - 9th Floor, New York, NY 10019

Mailing Address

1301 Avenue Of The Americas - 9th Floor, New York, NY 10019

Phone number

(212) 261-7000

Established

New York since 01/30/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI")	SHAREHOLDER
ARNAL, CELINE	DIRECTOR	7247072
GEROLD, MARIA TERESA	CFO	5967881
HETIER, FRANCOIS-EDOUARD MARIE MARC	DIRECTOR	7817148
KURZ, WILLIAM FRANK	MEMBER OF THE BOARD OF DIRECTORS AND COO	7602164
PUBLIE, STEPHANE	INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS	5978052
YOUN, EDWARD KYUNG-HO	CHIEF COMPLIANCE OFFICER	6723958
ZAFAR, KASHIF	MANAGING DIRECTOR	2666642

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sebastien G. Lafosse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sebastien Guy Lafosse's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS SECURITIES AMERICAS LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

SG AMERICAS SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2007

Series 24

Date: 2/16/2016

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

CREDIT AGRICOLE SECURITIES (USA) INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CREDIT AGRICOLE SECURITIES (USA) INC.

TRUST BUT VERIFY

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