FIND A CREDIT AGRICOLE SECURITIES (USA) INC. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at CREDIT AGRICOLE SECURITIES (USA) INC.
Looking for a Financial Advisor at CREDIT AGRICOLE SECURITIES (USA) INC.?
We have compiled every financial advisor who works at CREDIT AGRICOLE SECURITIES (USA) INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
CREDIT AGRICOLE SECURITIES (USA) INC. is located at 1301 Avenue Of The Americas - 9th Floor, New York, NY 10019 and was first established at New York, New York in 01/30/1968. After operating for 58 years, CREDIT AGRICOLE SECURITIES (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CREDIT AGRICOLE SECURITIES (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. CREDIT AGRICOLE SECURITIES (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CREDIT AGRICOLE SECURITIES (USA) INC. are registered to handle securities or provide financial advice. The firm has 18 disclosures, 18 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CREDIT AGRICOLE SECURITIES (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CREDIT AGRICOLE SECURITIES (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CREDIT AGRICOLE SECURITIES (USA) INC. Comes From
Understanding the Statistics for CREDIT AGRICOLE SECURITIES (USA) INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
Medium
(212) 261-7000
New York since 01/30/1968
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | ||
| ARNAL, CELINE | DIRECTOR | 7247072 | |
| GEROLD, MARIA TERESA | CFO | 5967881 | |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 | |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 | |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 | |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 | |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Related companies
- Your Mental Wealth Advisors™0
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at CREDIT AGRICOLE SECURITIES (USA) INC.
Carlos Eduardo Caixa
Kerry Ann Muller
Denise Gonzalez Maria De Diego
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
