Josephine B. Tianchon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josephine Bagadion Tianchon was a registered financial professional .
Josephine is a previously registered financial professional and started their career in finance in 2019. Josephine had worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2019 - September 15, 2020
GLOBAL FRONTERA MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/7/2019
General Securities Representative ExaminationSeries 99TO
Date: 6/18/2019
Operations Professional ExaminationCurrent Firm
GLOBAL FRONTERA MARKETS INC.
CRD#: 144634 / SEC#: , 8-67668
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
