Tammy A. Goodman
TAMMY GOODMAN FINANCIAL
Charlotte, NC
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CRD#: 5064826
Professional summary
Tammy A Goodman, CFP®, who also goes by Tammy A Burns, Tammy A. Burns, Tammy A Goldsmith, is a registered financial advisor currently at TAMMY GOODMAN FINANCIAL, LLC located in Charlotte, North Carolina.
Tammy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tammy has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
Over 20 years of my career has involved working with financial programs for executives and high net worth individuals in different capacities and environments. I have been labeled an ace in the executive compensation arena, having spent many years at public companies in different capacities in the development, execution and administration of executive compensation and benefit programs. My days have been filled with uncountable consultations about how equity awards work, and translating the ins and outs of nonqualified benefits (like deferred compensation and supplemental retirement programs), and helping departing executives navigate the complexities of their company benefits following employment terminations. I understand how the abstract concepts of an employer’s executive compensation programs actually translate into “in your wallet” outcomes.
My background also includes extensive experience with life insurance, serving clients in the analysis and service of custom-designed life insurance policies.
I have also dedicated time volunteering as a financial mentor, assisting young women set priorities, identify spending patterns and tackle consumer debt.
?Because of my passion to for helping others with personal finance, I established Tammy Goodman Financial, LLC, to offer financial planning services complimented by the uncommon knowledge of unique benefit programs.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Budgeting
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Life Transitions
Tax Planning
Do you have an area of expertise or specialization?
Corporate Executives
Fixed Fee (Subscription, Retai...
Insurance Related Issues
Middle Income Client Needs
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
Tammy A Burns | Tammy A. Burns | Tammy A Goldsmith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Tammy A Goodman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 29, 2019 - Present
TAMMY GOODMAN FINANCIAL, LLC
RIA
CRD#: 300979
Charlotte, NC
Past
January 1, 2013 - May 5, 2017
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
CHARLOTTE, NC
Past
December 12, 2005 - February 23, 2007
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
BD
CRD#: 35419
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/29/2019)
IAR
South Carolina(4/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TAMMY GOODMAN FINANCIAL, LLC
TAMMY GOODMAN FINANCIAL, LLC
CRD#: 300979 / SEC#:
North Carolina
Registered Investment Advisory firm - (3/29/2019 Approved)South Carolina
Registered Investment Advisory firm - (4/16/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Charlotte, NC
Mailing Address
Po Box 12752, Charlotte, NC 28220
Phone number
(704) 905-7950
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 3,750,736 |
Red Flags
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