Danielle M. Vales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle Marie Vales, who also goes by Danielle M Vales, was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 2009. Danielle had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2025 - September 5, 2025
PROMETHEUM EMBER CAPITAL
March 28, 2025 - April 11, 2025
PROMETHEUM EMBER CAPITAL
March 28, 2025 - September 5, 2025
PROMETHEUM ATS
July 17, 2015 - November 17, 2023
SMEAD FUNDS DISTRIBUTORS, LLC
June 3, 2011 - January 14, 2015
FIRST DOMINION CAPITAL CORP.
March 17, 2009 - April 1, 2010
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PROMETHEUM EMBER CAPITAL
CRD#: 312784 / SEC#: , 8-70739
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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