AS
Aaron C. Soderstrom
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Keller, TX 76248
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CRD#: 5064025
AS
Professional summary
Aaron C Soderstrom is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Keller, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Keller, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Aaron has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
2.OMEGA SQUARED CAPITAL MANAGEMENT, 1701 RIVER RUN RD, STE 1014, FORT WORTH, TX, 1/2017 AS OWNER. WRITE AN INVESTMENT NEWSLETTER FOR SUBSCRIBERS. INV REL - 10/MO - 0/TRADING.
3. OMEGA SQUARED INSIGHTS, 550 RESERVE ST, SUITE 190, SOUTHLAKE, TX, CHIEF INVESTMENT STRATEGIST, MACROECON INDICATOR DEVELOPMENT, BLOG, NIR, 5/WK- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Aaron C Soderstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1670 Keller Pkwy Suite 263, Keller, TX 76248RIA
CRD#: 134139
Keller, TX
Current
November 18, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1670 Keller Pkwy Suite 263, Keller, TX 76248BD
CRD#: 39543
Keller, TX
Past
February 22, 2011 - June 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ADDISON, TX
Past
February 18, 2011 - June 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ADDISON, TX
Past
September 22, 2010 - December 23, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
DENTON, TX
Past
September 22, 2010 - December 23, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
DENTON, TX
Past
November 9, 2009 - September 14, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SALT LAKE CITY, UT
Past
November 20, 2008 - September 14, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SALT LAKE CITY, UT
Past
January 1, 2008 - October 31, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
October 18, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Past
January 23, 2006 - September 20, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2018)
RR
California(5/11/2018)
RR
Colorado(1/8/2019)
RR
Florida(5/9/2018)
RR
Georgia(3/21/2022)
RR
Idaho(1/6/2023)
RR
Illinois(4/20/2021)
RR
Iowa(1/5/2023)
RR
Maine(6/12/2023)
RR
Massachusetts(1/3/2023)
RR
Michigan(10/11/2022)
RR
Montana(1/4/2023)
RR
Nevada(9/3/2019)
RR
New Mexico(1/4/2023)
RR
New York(3/18/2022)
RR
North Carolina(7/20/2021)
RR
North Dakota(1/11/2023)
RR
Ohio(12/11/2017)
RR
Oklahoma(1/15/2019)
RR
Oregon(1/4/2023)
RR
Pennsylvania(1/3/2018)
RR
Tennessee(7/26/2023)
RR
Texas(11/30/2016)
IAR
Texas(11/30/2016)
RR
Utah(1/15/2019)
RR
Virginia(11/24/2021)
RR
Washington(7/14/2022)
RR
West Virginia(5/25/2018)
RR
Wisconsin(1/4/2023)
RR
Wyoming(7/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
