Todd R. Dixon
Professional summary
Todd Ryan Dixon is a registered financial advisor currently at BQS FINANCIAL ADVISORS, LLC located in New York, New York.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Todd has worked at 5 firms and has passed the Series 65, Series 66, Series 99TO, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Ryan Dixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
BQS FINANCIAL ADVISORS, LLC
Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017November 23, 2009 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
November 23, 2009 - May 30, 2025
MUTUAL OF AMERICA SECURITIES LLC
July 25, 2008 - October 30, 2009
T. ROWE PRICE ADVISORY SERVICES, INC.
December 14, 2007 - October 30, 2009
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
BQS FINANCIAL ADVISORS, LLC
CRD#: 333795 / SEC#: 801-132993
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/3/2025)
Exams
Series 99TO
Date: 8/28/2024
Operations Professional ExaminationSeries 6TO
Date: 2/22/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BQS FINANCIAL ADVISORS, LLC
CRD#: 333795 / SEC#: 801-132993
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 165,000,000 |
Red Flags
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