Paula A. Dolson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Azevedo Dolson, who also goes by Paula De Azevedo, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 2010. Paula had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2012 - January 22, 2013
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
May 8, 2012 - January 22, 2013
AMUNDI DISTRIBUTOR US, INC.
November 11, 2010 - May 4, 2012
RUSSELL INVESTMENTS
September 22, 2010 - May 4, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
