Adam K. Stewart

UNITED BROKERAGE SERVICES,

Hagerstown, MD 21742

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CRD#: 5063376

Professional summary

Adam Kyle Stewart, AIF® is a registered financial advisor currently at UNITED BROKERAGE SERVICES, INC located in Hagerstown, Maryland.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Kyle Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Adam Kyle Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 10, 2006 - Present

UNITED BROKERAGE SERVICES, INC

Office #1: 1219 Mount Aetna Road, Hagerstown, MD 21742Office #2: 106 W. Washington Street, Charles Town, WV 25414Office #3: 450 Foxcroft Avenue, Martinsburg, WV 25401Office #4: 7867 Martinsburg Pike, Maddex Square, Shepherdstown, WV 25443Office #5: 24 District Way At Edwin Miller Blvd, Martinsburg, WV 25404Office #6: 18750 North Pointe Drive, Hagerstown, MD 21742Office #7: 7699 Winchester Ave, Inwood, WV 25428

RIA

CRD#: 39062

Hagerstown, MD

Current

December 7, 2005 - Present

UNITED BROKERAGE SERVICES, INC

RIA

CRD#: 39062

Hagerstown, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED BROKERAGE SERVICES, INC

UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC

CRD#: 39062 / SEC#: 801-80804, 8-48685

RIA

Registered Investment Advisory firm - SEC (1/9/2015 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/26/2015 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (1/30/2015 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (1/22/2015 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/21/2015 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/7/2023)

California
(5/31/2016)

District of Columbia
(2/2/2024)

Florida
(9/1/2009)

Georgia
(11/11/2020)

Illinois
(10/26/2020)

Kentucky
(7/29/2019)

Maryland
(12/4/2007)

Massachusetts
(1/27/2014)

Michigan
(8/25/2023)

Missouri
(2/22/2022)

New Jersey
(4/6/2010)

New Mexico
(6/5/2014)

New York
(9/11/2024)

North Carolina
(3/21/2017)

IAR

North Carolina
(5/18/2018)

Ohio
(5/23/2006)

IAR

Ohio
(12/4/2013)

Pennsylvania
(2/14/2018)

IAR

Pennsylvania
(2/14/2018)

South Carolina
(2/23/2018)

IAR

South Carolina
(2/26/2018)

Tennessee
(4/17/2017)

Texas
(2/6/2017)

Utah
(6/3/2024)

Vermont
(5/3/2022)

Virginia
(12/4/2007)

West Virginia
(2/6/2006)

IAR

West Virginia
(8/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

UNITED BROKERAGE SERVICES, INC

UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC

CRD#: 39062 / SEC#: 801-80804, 8-48685

RIA

Registered Investment Advisory firm - SEC (1/9/2015 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/26/2015 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (1/30/2015 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (1/22/2015 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/21/2015 Terminated)

West Virginia

Registered Investment Advisory firm - SEC (1/20/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

514 Market Street, Parkersburg, WV 26101

Mailing Address

P. O. Box 1508, Parkersburg, WV 26102-1508

Phone number

(888) 424-6158

Established

West Virginia since 04/24/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

101

SEC notice filing (17 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2025 ADV BROCHURE ANNUAL AMENDMENT (3/31/2025)

2025 CLIENT DIRECTED WRAP BROCHURE ADV AMENDMENT (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
UNITED ASSET MANAGEMENT CORP.	OWNER
ADAMS, RICHARD MATTHEW JR	CHAIRMAN OF THE BOARD/DIRECTOR	2656091
BOARD, ANGIE MARIE	FINOP	6464533
EARL, MICHEAL LEN	CHIEF COMPLIANCE OFFICER	4266715
GURTIS, JULIE RITCHIE	DIRECTOR
HUMPHREY, MATTHEW LEE	CHIEF EXECUTIVE OFFICER/DIRECTOR	5943475
MOCK, DONALD FREDERICK	DIRECTOR	5059205
MUDLAFF, THOMAS JAMES	CHIEF OPERATIONS OFFICER	2359466
REYNOLDS, FRANK KEVIN	DIRECTOR	5731814
SHAVER, AMI LEE	DIRECTOR	2771684

Regulatory assets under management

Total Number of Accounts	1,889
AUM (Assets Under Management)	$ 389,130,559

Disclosures

Bond

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam K. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Kyle Stewart's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Adam Kyle Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED BROKERAGE SERVICES, INC

Primary Firm SEC Registration

UNITED BROKERAGE SERVICES, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/6/2005

FINRA

Current Firm

UNITED BROKERAGE SERVICES, INC

Contact information

SEC notice filing (17 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

UNITED BROKERAGE SERVICES, INC

TRUST BUT VERIFY

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