Nora K. Forget
Professional summary
Nora Kenedy Forget, who also goes by Nora Lambert Forget, Nora Kenedy Lambert, Nora Lambert, is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York.
Nora is registered as a RR (Registered Representative) and started their career in finance in 2006. Nora has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nora Kenedy Forget's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2018 - Present
ODDO BHF NEW YORK CORPORATION
Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022April 20, 2006 - January 3, 2018
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/28/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
ODDO BHF NEW YORK CORPORATION
CRD#: 45104 / SEC#: , 8-50975
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A. | SHAREHOLDER | |
| ARRIVE, MAGALI | DIRECTOR | 8081629 |
| CHARBIT, GREGOIRE | DIRECTOR | 4707061 |
| DESMARAIS, MATTHIAS | DIRECTOR | 8084250 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HARRIS, MITCHELL EVAN | CHAIRMAN | 4359464 |
| OUAHNIA, OLIVIER | DIRECTOR | 7346334 |
| ROGER, LOUIS-PAUL | CHIEF COMPLIANCE OFFICER | 5066620 |
| ROGER, LOUIS-PAUL | CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER | 5066620 |
| ZAHN, CHRISTIAN | DIRECTOR | 8081471 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
