Sohroub Zebarjadi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sohroub Zebarjadi was a registered financial professional .
Sohroub is a previously registered financial professional and started their career in finance in 2006. Sohroub had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2014 - September 1, 2015
NEWPORT COAST SECURITIES, INC.
December 12, 2013 - June 18, 2014
WOODSTOCK FINANCIAL GROUP, INC.
July 18, 2011 - March 6, 2012
CALDWELL INTERNATIONAL SECURITIES
February 16, 2011 - July 18, 2011
PHD CAPITAL
February 7, 2006 - February 17, 2011
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
