Bruce H. Chapman
Professional summary
Bruce Huntlea Chapman is a registered financial professional currently at THREADMARK LP .
Bruce is registered as a RR (Registered Representative) and started their career in finance in 2006. Bruce has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 17, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Huntlea Chapman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2015 - Present
THREADMARK LP
Office #1: 24 Grosvenor Street 2nd Floor, London, W1K 4QNOctober 11, 2011 - November 13, 2012
PARK MADISON PARTNERS LLC
April 5, 2006 - September 24, 2009
EATON PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2015)
(1/26/2017)
(9/10/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 17
Date: 3/7/2006
Limited Registered Representative ExaminationFINRA
Current Firm
THREADMARK LP
CRD#: 173318 / SEC#: , 8-69535
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THREADMARK LP
CRD#: 173318London, W1K 4QNTRUST BUT VERIFY
Monitor Bruce Chapman
Get automatic monthly alerts on:
