James P. Patterson

KFA PRIVATE WEALTH GROUP

Tyson, VA 22102-5151

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CRD#: 5062666

Professional summary

James Patrick Patterson, CFP®, who also goes by James P Patterson, is a registered financial advisor currently at KFA PRIVATE WEALTH GROUP, LLC located in Tyson, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AGENCY ONE; INSURANCE AGENT; VARIABLE HRS/MTH; NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 29, 2015 - Present

KFA PRIVATE WEALTH GROUP, LLC

Office #1: 8350 Broad St. Suite 220, Tyson, VA 22102-5151

RIA

CRD#: 281678

Tyson, VA

Past

January 2, 2018 - October 2, 2023

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Vienna, VA

Past

October 29, 2015 - December 31, 2017

SPIRE SECURITIES, LLC

CRD#: 144131

Vienna, VA

Past

August 17, 2006 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

VIENNA, VA

Past

August 4, 2006 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KFA PRIVATE WEALTH GROUP, LLC

CORA ADVISORS, LLC | KFA PRIVATE WEALTH GROUP, LLC

CRD#: 281678 / SEC#: 801-106726

RIA

Registered Investment Advisory firm - (10/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/29/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2006

General Securities Representative Examination

Current Firm

KFA PRIVATE WEALTH GROUP, LLC

CORA ADVISORS, LLC | KFA PRIVATE WEALTH GROUP, LLC

CRD#: 281678 / SEC#: 801-106726

RIA

Registered Investment Advisory firm - (10/2/2015 Approved)

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Contact information

Main Address

8350 Broad St. Suite 220, Tyson, VA 22102-5151

Mailing Address

Phone number

(571) 386-2029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KFA PRIVATE WEALTH GROUP WRAP PROGRAM (3/26/2025)

DISCLOSURE BROCHURE FOR KFA PRIVATE WEALTH GROUP, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,816
AUM (Assets Under Management)	$ 676,281,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KFA PRIVATE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2006

Current Firm

KFA PRIVATE WEALTH GROUP, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KFA PRIVATE WEALTH GROUP, LLC

TRUST BUT VERIFY

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