Wayne W. Williamson
Professional summary
Wayne Webb Williamson is a registered financial professional currently at PLEXUS ENERGY CAPITAL, LLC located in Littleton, Colorado.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 2006. Wayne has worked at 1 firm and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Webb Williamson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2006 - Present
PLEXUS ENERGY CAPITAL, LLC
Office #1: 9251 W. Brandt Ave. Suite 600, Littleton, CO 80123Office #2: 8859 West Crestline Dr., Littleton, CO 80123State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PLEXUS ENERGY CAPITAL, LLC
CRD#: 138263 / SEC#: , 8-67155
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TAC, INC. | MANAGER/MEMBER | |
| AGILITY RESOURCES, LLC | SHAREHOLDER | |
| WINDWARD CAPITAL, LLC | MEMBER | |
| STEWART, SCOTT ALEXANDER | FINOP | 6977422 |
| WILLIAMSON, WAYNE WEBB | CEO/PRINCIPAL/CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
