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DP

David S. Proskin

ONE VANDERBILT SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 5062532
DP

Professional summary

David S Proskin, who also goes by David Samuel Proskin, is a registered financial professional currently at ONE VANDERBILT SECURITIES LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2025. David has worked at 1 firm and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Samuel Proskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David S Proskin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2025 - Present

ONE VANDERBILT SECURITIES LLC

Office #1: 1 Vanderbilt Ave 65th Floor, New York, NY 10017
BD
CRD#: 332860
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 4/18/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OV
ONE VANDERBILT SECURITIES LLC
ONE VANDERBILT SECURITIES LLC | STONE RIDGE SECURITIES LLC

CRD#: 332860 / SEC#: , 8-71289

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 65th Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 65th Floor, New York, NY, 10017
Phone number
(212) 257-4750
Established
Delaware since 08/05/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STONE RIDGE HOLDINGS GROUP LPMANAGING MEMBER
GERMAIN, PAULPRESIDENT2931495
PROSKIN, DAVID SCFO5062532
WHITNEY, DANIEL WILLIAMCHIEF COMPLIANCE OFFICER7033930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE VANDERBILT SECURITIES LLC

CRD#: 332860New York, NY 10017

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