Troy Niedenthal

DELAWARE DISTRIBUTORS, L.P.

Overland Park, KS 66202

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CRD#: 5062528

Professional summary

Troy Niedenthal, who also goes by Troy Aaron Niedenthal, is a registered financial professional currently at DELAWARE DISTRIBUTORS, L.P. located in Overland Park, Kansas.

Troy is registered as a RR (Registered Representative) and started their career in finance in 2005. Troy has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Troy Aaron Niedenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Troy Niedenthal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 18387

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(9/13/2021)

Pennsylvania
(9/13/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/6/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DELAWARE DISTRIBUTORS, L.P.

DELAWARE DISTRIBUTORS, L.P. | DELAWARE DISTRIBUTORS,INC.

CRD#: 14232 / SEC#: , 8-29755

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Mailing Address

100 Independence 610 Market Street, Philadelphia, PA 19106-2354

Phone number

(215) 255-1200

Established

Delaware since 12/21/1994

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP")	LIMITED PARTNER OF APPLICANT
IVY DISTRIBUTORS, INC.	LIMITED PARTNER OF APPLICANT
CONNOR, DAVID FORRESTER	DIRECTOR	4243088
DELAWARE CAPITAL MANAGEMENT, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM")	LIMITED PARTNER OF APPLICANT
DELAWARE DISTRIBUTORS, INC. ("DDI")	GENERAL PARTNER OF APPLICANT
GARVEY, THOMAS F	CHIEF COMPLIANCE OFFICER	2845051
HOBAN, STEPHEN (NO MIDDLE NAME)	FINOP	5089370
HOBAN, STEPHEN (NO MIDDLE NAME)	VP/CHIEF FINANCIAL OFFICER	5089370
HUTCHINSON, MILISSA ANN	PRESIDENT	5727922
LYTLE, SHAWN KEITH	DIRECTOR	5816747
SALUS, RICHARD (NO MIDDLE NAME)	DIRECTOR	2850592

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy Niedenthal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Troy Niedenthal's CRS (Customer Relationship Summary).

Certified licenses

Experience

IVY DISTRIBUTORS, INC.

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2005

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/1/2005

Series 53

Date: 8/6/2008

Series 24

Date: 6/30/2008

FINRA

Current Firm

DELAWARE DISTRIBUTORS, L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DELAWARE DISTRIBUTORS, L.P.

TRUST BUT VERIFY

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