Daniel S. Karbowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Stuart Karbowitz, who also goes by Dan Karr, Daniel Stuart, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2013 - July 23, 2014
NATIONAL SECURITIES CORPORATION
June 18, 2010 - November 18, 2011
INVESTORS CAPITAL CORP.
September 18, 2009 - June 17, 2010
BROOKVILLE CAPITAL PARTNERS
May 19, 2008 - June 11, 2008
JHS CAPITAL ADVISORS, LLC
January 16, 2008 - March 6, 2008
PAULSON INVESTMENT COMPANY LLC
May 17, 2007 - July 23, 2007
SPECTRUM TRADING, LLC
February 8, 2006 - January 12, 2007
VFINANCE INVESTMENTS, INC
December 7, 2005 - February 8, 2006
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
