Dustin M. Richter

PRAIRIEWOOD WEALTH MANAGEMENT

FARGO, ND 58104

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CRD#: 5062115

Professional summary

Dustin Michael Richter, CFP®, who also goes by Dusty Richter, is a registered financial advisor currently at PRAIRIEWOOD WEALTH MANAGEMENT located in Fargo, North Dakota.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dustin has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dusty Richter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thoreson Steffes Trust Company, it is investment-related,210 Broadway N. Suite 400, Fargo, ND 58102, Investment management and trust administration, Officer of the company and serve as a Financial Planner, started 12/12/2018, full-time position. Serve the role as planner, client facing, and complete a variety of daily tasks.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Richter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 20, 2025 - Present

PRAIRIEWOOD WEALTH MANAGEMENT

Office #1: 3175 Sienna Dr S Ste 100, Fargo, ND 58104

RIA

CRD#: 149007

FARGO, ND

Past

February 14, 2020 - June 7, 2023

THORESON STEFFES

RIA

CRD#: 164425

FARGO, ND

Past

October 29, 2007 - January 8, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

FARGO, ND

Past

October 22, 2007 - January 8, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

FARGO, ND

Past

February 14, 2006 - May 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MAPLE GROVE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (3/27/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (3/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(5/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/13/2006

General Securities Representative Examination

Current Firm

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (3/27/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (3/17/2020 Terminated)

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Contact information

Main Address

3175 Sienna Dr S Ste 100, Fargo, ND 58104

Mailing Address

Phone number

(701) 234-0521

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 051625 (5/16/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 273,988,027

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin M. Richter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Richter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAIRIEWOOD WEALTH MANAGEMENT

THORESON STEFFES

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PRAIRIEWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2006

Series 7

Date: 2/13/2006

Current Firm

PRAIRIEWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIEWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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