Daniel R. Jones
TRUEWEALTH ADVISORS
Trussville, AL 35173
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CRD#: 5061683
Professional summary
Daniel Richmond Jones JR, CFP®, who also goes by Daniel Richmond Jones, is a registered financial advisor currently at TRUEWEALTH ADVISORS, LLC located in Trussville, Alabama and CETERA WEALTH SERVICES, LLC located in Birmingham, Alabama.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Richmond Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRUEWEALTH ADVISORS, LLC; Investment Related; 2000 Southlake Park, Ste 200, Birmingham, AL 35244; Insurance and Investments; Chief OPS Officer/Wealth Advisor/Financial Advisor/Independent Investment Adviser; Start Date 10/2019; 160 hours per month, more or less, with the majority of those 160 hours per month occurring during trading hours; Provide advisory services to clients. >> DANIEL JONES - INSURANCE; Investment Related; 2000 Southlake Park, Ste 200, Birmingham, AL 35244; Insurance; Independent Producer; Start Date 04/2005; 2 hour per month, more or less; Licensed insurance producer occasionally offering insurance products (Long-Term Care, Life, Disability) to prospects and customers. >> POA; Non-Investment Related; Trussville, AL; Other; Power of Attorney; Start Date 09/2018; No hours per month; Power of Attorney for immediate family members. RENTAL PROPERTY; Investment Related; Orange Beach, AL; Rental Property; Owner; Start Date 03/2022; 3 hours per month with no hours per month occurring during trading hours; I own a beach condo that I rent out through an outside company, Beachball Properties. Rental Property; Investment related: Yes; 26800 Perdido Beach Blvd Unit 415 Orange Beach al 36561 USA; This is a rental property. It is managed by a third party rental agency on my behalf. ; Owner; 2022-01-04; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 5; I pay the mortgage on the unit and maintain the furniture and interior furnishings.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Richmond Jones JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 11, 2019 - Present
TRUEWEALTH ADVISORS, LLC
Office #1: 198 Main Street Suite 100, Trussville, AL 35173Office #2: 2000 Southlake Park Suite 200, Hoover, AL 35244RIA
CRD#: 298838
Trussville, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2000 Southlake Park Suite 200, Birmingham, AL 35244Office #2: 198 Main Street Suite 100, Trussville, AL 35173BD
CRD#: 13572
Birmingham, AL
Past
October 1, 2021 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Trussville, AL
Past
October 9, 2012 - October 8, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BIRMINGHAM, AL
Past
September 26, 2012 - October 8, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
July 8, 2010 - September 19, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MOUNTAIN BROOK, AL
Past
July 8, 2010 - September 19, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MOUNTAIN BROOK, AL
Past
May 1, 2006 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BIRMINGHAM, AL
Past
April 12, 2006 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/11/2019)
RR
Alabama(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
IAR
Texas(10/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,439 |
| AUM (Assets Under Management) | $ 438,937,842 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUEWEALTH ADVISORS, LLC
CRD#: 298838Trussville, AL 35173TRUST BUT VERIFY
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