Nader Afshar

HOLLISTER ASSOCIATES

Los Angeles, CA 90067

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CRD#: 5061529

Professional summary

Nader Afshar is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Los Angeles, California.

Nader is registered as a RR (Registered Representative) and started their career in finance in 2006. Nader has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nader Afshar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2021 - Present

HOLLISTER ASSOCIATES, LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

CRD#: 173366

Los Angeles, CA

Past

August 28, 2017 - January 25, 2021

RAINMAKER SECURITIES, LLC

CRD#: 132995

CORAL GABLES, FL

Past

October 30, 2015 - September 25, 2017

NMS CAPITAL ASSET MANAGEMENT, INC.

RIA

CRD#: 149678

BEVERLY HILLS, CA

Past

July 9, 2015 - September 25, 2017

HB SECURITIES, LLC

CRD#: 140356

BEVERLY HILLS, CA

Past

December 26, 2014 - July 15, 2015

NMS CAPITAL SECURITIES, LLC

CRD#: 107401

BEVERLY HILLS, CA

Past

April 30, 2014 - October 29, 2015

BASTIAT PARTNERS

RIA

CRD#: 169345

LOS ANGELES, CA

Past

November 13, 2008 - September 18, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

January 16, 2006 - May 21, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2021)

Colorado
(2/4/2021)

Connecticut
(8/11/2025)

Florida
(1/8/2021)

Illinois
(1/25/2021)

Massachusetts
(3/24/2021)

Nevada
(8/12/2025)

New York
(1/9/2021)

North Carolina
(1/8/2021)

Pennsylvania
(8/12/2025)

Texas
(3/8/2023)

Utah
(2/1/2021)

Virginia
(7/24/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

257 River Oak Drive, Mount Pleasant, SC 29464

Mailing Address

257 River Oak Drive, Mount Pleasant, SC 29464

Phone number

(401) 465-3080

Established

South Carolina since 09/09/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLLISTER, CHRISTOPHER VERN	CEO/CCO	5637565
CLIFFHANGER INVESTMENTS, LLC	OWNER
KUGLER, JACQUES	OWNER	5105697
MADABA INVESTMENTS, LLC	OWNER
PORTWOOD, WILLIAM BOYCE	CFO/FINOP	4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nader Afshar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nader Afshar's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINMAKER SECURITIES, LLC

NMS CAPITAL ASSET MANAGEMENT, INC.

HB SECURITIES, LLC

NMS CAPITAL SECURITIES, LLC

BASTIAT PARTNERS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2014

Series 63

Date: 2/21/2006

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2006

FINRA

Current Firm

HOLLISTER ASSOCIATES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HOLLISTER ASSOCIATES, LLC

TRUST BUT VERIFY

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