Zenia L. Delgado

GALLIOTT CAPITAL ADVISORS

Beverly Hills, CA 90212

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CRD#: 5061089

Professional summary

Zenia Lisette Delgado is a registered financial advisor currently at GALLIOTT CAPITAL ADVISORS, LLC located in Beverly Hills, California.

Zenia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zenia has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 6th Avenue Partners. Investment related activity. Private REIT Investment. 0 hours dedicated to this business/0 hours dedicated during trading hours. No compensation. 2. EQ W 18th Street LLC. Investment related activity. Private REIT Investment. 0 hours dedicated to this activity/0 hours dedicated during trading hours. No compensation. 3. DC Target Fund. Investment related activity. Private REIT Investment. 0 hours dedicated to this activity/0 hours dedicated during trading hours. No compensation. 5. Minerva Biotechnologies: Non-securities related. Investor via Limited Partner in Cancer Technology Biotech Company. 0 hours dedicated to this business/0 hours dedicated during trading hours. No compensation. Start 12/20/2019. 6. The Snore Docs LLC: Non-securities related/development of sleep apnea appliances, agent of process, no duties or compensation. Start 7/2019. Spends 0hr/mo. 7. Sleep Apnea Team LLC: Non-securities related/development of sleep apnea appliances, agent of process, no duties or compensation. Start 7/2019. Spends 0hr/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zenia Lisette Delgado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

GALLIOTT CAPITAL ADVISORS, LLC

Office #1: 9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212

RIA

CRD#: 313094

Beverly Hills, CA

Past

August 22, 2022 - March 5, 2024

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

MIAMI, FL

Past

April 30, 2021 - July 6, 2022

GALLIOTT CAPITAL ADVISORS, LLC

RIA

CRD#: 313094

BEVERLY HILLS, CA

Past

July 1, 2020 - March 1, 2022

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

Beverly Hills, CA

Past

July 1, 2020 - March 5, 2024

INSIGNEO SECURITIES, LLC

CRD#: 29249

Beverly Hills, CA

Past

June 2, 2016 - July 2, 2020

MORGAN STANLEY

RIA

CRD#: 149777

LOS ANGELES, CA

Past

June 1, 2016 - July 2, 2020

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

July 12, 2010 - June 7, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LOS ANGELES, CA

Past

July 9, 2010 - August 4, 2010

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

LOS ANGELES, CA

Past

July 9, 2010 - June 7, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

May 21, 2009 - August 4, 2010

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLIOTT CAPITAL ADVISORS, LLC

CRD#: 313094 / SEC#: 801-120725

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2009

General Securities Representative Examination

Current Firm

GALLIOTT CAPITAL ADVISORS, LLC

CRD#: 313094 / SEC#: 801-120725

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

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Contact information

Main Address

9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 362-3320

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 261,932,486

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zenia L. Delgado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zenia Lisette Delgado's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO ADVISORY SERVICES, LLC

GALLIOTT CAPITAL ADVISORS, LLC

INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

GALLIOTT CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2010

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2009

Current Firm

GALLIOTT CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GALLIOTT CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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