Karolyn H. Mena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karolyn Hesdy Mena, who also goes by Karolyn H Mena, was a registered financial professional .
Karolyn is a previously registered financial professional and started their career in finance in 2006. Karolyn had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
May 15, 2014 - August 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 4, 2014 - April 10, 2014
FIRST ALLIED SECURITIES, INC.
May 7, 2012 - May 1, 2013
DINOSAUR FINANCIAL GROUP, L.L.C
July 16, 2010 - March 21, 2012
MML INVESTORS SERVICES, LLC
April 14, 2006 - June 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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