ZI
Zachariah D. Ingalls
RBC CAPITAL MARKETS
Vienna, VA 22182
Some features on this profile are disabled
CRD#: 5060440
ZI
Professional summary
Zachariah Daniel Ingalls, who also goes by Zachariah Ingalls, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Vienna, Virginia.
Zachariah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Zachariah has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zachariah Ingalls
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Virginia Defense Force / 5001 Waller Road Richmond,VA 23230 / No/ Military-Government / USD / No / No / / Start Date 2/27/16 / Not Investment Related / Monthly Hours 8-72 Hours. 2) Loudoun Hills Community Association / 20915 Ashburn Road, Suite 235, Ashburn, VA 20147/ Director-Treasurer / Not For Profit / On Board of Directors for Community HOA / Start Date 01/2015 / Not Investment Related / Monthly Hours 5 Hours 3) PazZing, LLC / 1751 Pinnacle Drive, Suite 600, McLean, VA 22102 / Partnership/ Retailers (Apparel, Food, General) / (Online Retail) Retail arbitrage- buying goods and reselling at a higher price through online channels such as Amazon and Ebay / Partner / Managing Member, beneficial owner / Managing the online retail affairs for the LLC, Administrative and Tax Filing. / Start Date 12/19/2018 / Not Investment Related / Monthly Hours Approximately 60 During Non Business Hours 4) Bebecitos, LLC / 1751 Pinnacle Drive, Suite 600, McLean, VA 22102 / Partnership/ Retailers (Baby Products/Related Services) / (Online Retail) Will offer Baby Products and Related Services Online / Partner / Managing Member, beneficial owner / Managing the online retail affairs for the LLC, Administrative and Tax Filing. / Start Date 01/01/2020 / Not Investment Related Monthly Hours Approximately 1 During Non Business Hours 5) Name: Virginia Defense Force Address: 5001 Waller Road, Richmond, VA 23230 Business Description: Military-Government Business is not investment related Projected Start Date: 02/27/16 Capacity: Other Duties Performed: Civil Security Support- Support Virginia Army National Guard in Civil Security Support functions including but not limited to sentry duties (interior/exterior), vehicle/structure/personnel searches and traffic control. IMAR (Incident Management Assistance Resource): Provide tactical/communications support to field units via TacPaks and HF Radio to coordinate the procurement of essential resources n order to accomplish the mission. Quartermaster: Maintain supply room and inventory for military equipment. Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 6) Name: Pazzing, LLC Address: 1751 Pinnacle Drive, Suite 600, McLean, VA 22102 Business Description: Online Retail via zingdeals.com, amazon.com, eBay and other 3rd party marketplaces. Business is not investment related Projected Start Date: 09/01/18 Capacity: Owner - Active, Partner Duties Performed: Procurement/purchasing, bookkeeping, marketing, strategic decision making, shipping/order fulfillment. Devoted to this OBA per Month: 15 Hours Devoted to this OBA during business hours: 0 7) Name: Bebecitos, LLC Address: 1751 Pinnacle Dr, Suite 600, McLean, VA 22102 Business Description: Online sale of products related to babies and related services. Business is not investment related Projected Start Date: 01/01/20 Capacity: Owner - Passive, Partner Duties Performed: Procurement, bookkeeping, joint strategic decision making. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 8) Name: Loudoun Hills Community Association Address: 20915 Ashburn Rd, Suite 235 Ashburn, VA 20147 Business Description: Homeowners Association Business is not investment related Projected Start Date: 01/01/15 Capacity: Board of Directors * Duties Performed: Voting with board of directors regarding HOA improvements and issues. Devoted to this OBA per Month: 20 Hours Devoted to this OBA during business hours: 0 (9) NAME OF ENTITY: Cymer Central High School Class of 2004 ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Class Reunion Planning & Funding START DATE: 01.01.24 CAPACITY: Committee/Council Member DUTIES: Assisting with planning and the activities related to funding the class reunion. HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
CRS (Client Relationship Summary) - RIA
Click below to view Zachariah Daniel Ingalls's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachariah Daniel Ingalls's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2020 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 8010 Towers Crescent Drive 4th Floor, Vienna, VA 22182RIA
BD
CRD#: 31194
Vienna, VA
Current
September 17, 2020 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 8010 Towers Crescent Drive 4th Floor, Vienna, VA 22182RIA
BD
CRD#: 31194
Vienna, VA
Past
August 12, 2011 - September 28, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
VIENNA, VA
Past
September 30, 2009 - September 28, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/21/2020)
RR
Alaska(1/7/2021)
RR
Arizona(9/23/2020)
RR
Arkansas(1/5/2021)
RR
California(9/17/2020)
RR
Colorado(9/17/2020)
RR
Connecticut(9/21/2020)
RR
Delaware(1/7/2021)
RR
District of Columbia(9/17/2020)
RR
Florida(9/17/2020)
RR
Georgia(1/6/2021)
RR
Hawaii(1/7/2021)
RR
Idaho(1/13/2021)
RR
Illinois(9/30/2020)
RR
Indiana(1/6/2021)
RR
Iowa(1/21/2021)
RR
Kansas(1/8/2021)
RR
Kentucky(1/6/2021)
RR
Louisiana(1/7/2021)
RR
Maine(1/7/2021)
RR
Maryland(9/17/2020)
RR
Massachusetts(1/6/2021)
RR
Michigan(1/7/2021)
RR
Minnesota(1/6/2021)
RR
Mississippi(1/5/2021)
RR
Missouri(1/5/2021)
RR
Montana(1/5/2021)
RR
Nebraska(1/8/2021)
RR
Nevada(1/20/2021)
RR
New Hampshire(1/5/2021)
RR
New Jersey(9/17/2020)
RR
New Mexico(1/5/2021)
RR
New York(9/17/2020)
RR
North Carolina(9/17/2020)
RR
North Dakota(1/12/2021)
RR
Ohio(9/21/2020)
RR
Oklahoma(1/7/2021)
RR
Oregon(1/15/2021)
RR
Pennsylvania(9/17/2020)
RR
Rhode Island(1/5/2021)
RR
South Carolina(9/17/2020)
RR
South Dakota(1/12/2021)
RR
Tennessee(9/22/2020)
RR
Texas(9/17/2020)
IAR
Texas(9/17/2020)
RR
Utah(1/8/2021)
RR
Vermont(1/5/2021)
RR
Virginia(9/17/2020)
IAR
Virginia(9/17/2020)
RR
Washington(1/5/2021)
RR
West Virginia(1/14/2021)
RR
Wisconsin(1/7/2021)
RR
Wyoming(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
