Ryan M. Filiaggi

TURNER FINANCIAL GROUP

Lewes, DE 19958

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CRD#: 5060129

Professional summary

Ryan Michael Filiaggi, who also goes by Ryan Michael Filiaggi, Ryan Filiaggi, is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in Lewes, Delaware.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ryan has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Michael Filiaggi | Ryan Filiaggi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance agent Delaware Licensed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Filiaggi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

TURNER FINANCIAL GROUP, INC.

Office #1: 17527 Nassau Commons Blvd. Suite 111, Lewes, DE 19958

RIA

CRD#: 134204

Lewes, DE

Past

April 18, 2024 - August 5, 2024

SGL FINANCIAL, LLC

RIA

CRD#: 158023

Lewes, DE

Past

May 29, 2020 - January 30, 2025

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Dagsboro, DE

Past

May 27, 2020 - September 14, 2020

INNOVATION PARTNERS LLC

RIA

CRD#: 146344

Fenwick Island, DE

Past

May 27, 2020 - February 4, 2025

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

November 15, 2018 - April 24, 2020

NFSG CORPORATION

RIA

CRD#: 130814

FRANKFORD, DE

Past

October 26, 2018 - April 24, 2020

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

June 19, 2018 - August 14, 2018

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

LEWES, DE

Past

January 19, 2016 - August 14, 2018

CITIZENS SECURITIES, INC.

CRD#: 39550

LEWES, DE

Past

December 20, 2012 - August 17, 2015

SANTANDER SECURITIES LLC

CRD#: 41791

WAYNE, PA

Past

October 31, 2011 - December 7, 2012

LPL FINANCIAL LLC

CRD#: 6413

DOWNINGTON, PA

Past

August 12, 2011 - October 28, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

THORNDALE, PA

Past

November 6, 2007 - November 6, 2009

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TURNER FINANCIAL GROUP, INC.

ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

Alabama

Registered Investment Advisory firm - (11/17/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/20/2023 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2017 Terminated)

New York

Registered Investment Advisory firm - (11/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TURNER FINANCIAL GROUP, INC.

ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

Alabama

Registered Investment Advisory firm - (11/17/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/20/2023 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2017 Terminated)

New York

Registered Investment Advisory firm - (11/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/17/2023 Terminated)

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Contact information

Main Address

4366 5th Avenue, Pace, FL 32571-1810

Mailing Address

Phone number

(850) 995-1797

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFG ADV PART 2A_03.2025 UPDATE FINAL.PDF (3/31/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 171,026,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan M. Filiaggi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Filiaggi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SGL FINANCIAL, LLC

IP FINANCIAL ADVISORY SERVICES LLC

INNOVATION PARTNERS LLC

INNOVATION PARTNERS LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SANTANDER SECURITIES LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

TURNER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2018

Series 63

Date: 12/13/2007

SIE

Date: 8/14/2018

Series 7

Date: 4/17/2018

Series 6

Date: 11/5/2007

Current Firm

TURNER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TURNER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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