Darren Whitehall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Whitehall was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2006. Darren had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2016 - July 26, 2017
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 3, 2011 - May 3, 2016
BGC FINANCIAL, L.P.
December 2, 2009 - November 5, 2010
LOUIS CAPITAL MARKETS, LLC
August 23, 2006 - August 19, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 6, 2006 - July 27, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 3, 2006 - July 7, 2006
GFI SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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