Ravinder N. Rayu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravinder Nmn Rayu, who also goes by Ravinder Rayu, was a registered financial professional .
Ravinder is a previously registered financial professional and started their career in finance in 2006. Ravinder had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2014 - December 10, 2020
SHERIDAN CAPITAL SECURITIES, LLC
January 30, 2008 - January 30, 2009
MCGLADREY CAPITAL MARKETS, LLC
February 14, 2006 - January 30, 2008
DRESNER INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHERIDAN CAPITAL SECURITIES, LLC
CRD#: 157439 / SEC#: , 8-68850
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
