William B. Baxter
Professional summary
William Bartholomew Baxter, CFP®, who also goes by Bart William Baxter, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Palm Beach Gardens, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 2006. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Bartholomew Baxter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2022 - Present
SAYBRUS EQUITY SERVICES, LLC
April 15, 2020 - November 6, 2020
PRUCO SECURITIES, LLC.
March 27, 2020 - April 8, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 22, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
September 19, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
November 4, 2011 - August 13, 2014
AST INVESTMENT SERVICES, INC.
November 4, 2011 - August 13, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 7, 2009 - November 3, 2011
MSI FINANCIAL SERVICES, INC.
March 31, 2009 - November 3, 2011
MSI FINANCIAL SERVICES, INC.
July 28, 2006 - March 2, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2022)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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