David S. Cheng
Professional summary
David S Cheng, who also goes by David Cheng, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David S Cheng's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2015 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001Office #2: 55 Hudson Yards 15th Floor, New York, NY 10001January 12, 2015 - November 30, 2015
CBOE TRADING, INC.
December 3, 2014 - January 13, 2015
DE ROUTE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2015)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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