MF
Michael S. Fomuke
NEW EDGE WEALTH
Park City, UT 84060
Some features on this profile are disabled
CRD#: 5058829
MF
Professional summary
Michael Scott Fomuke is a registered financial advisor currently at NEW EDGE WEALTH located in Park City, Utah and NEWEDGE SECURITIES, LLC located in Park City, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Symetra Financial...Not investment related...Bellevue, WA....Insurance Agent...Insurance Agent....Insurance Agent...Start 4/29/22...O hour during trading...0 Hours devoted...Agent of record on an existing insurance policy 2.NewEdge Wealth, LLC, an IAR.�Sales Assistant for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.�Start Date: 01/18/2022
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Fomuke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2022 - Present
NEW EDGE WEALTH
Office #1: 1775 Prospector Avenue Suite 200, Park City, UT 84060RIA
CRD#: 307771
Park City, UT
Current
February 1, 2022 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1775 Prospector Avenue Suite 200, Park City, UT 84060BD
CRD#: 10674
Park City, UT
Past
March 16, 2021 - January 21, 2022
ONESEVEN
RIA
CRD#: 283087
PARK CITY, UT
Past
February 11, 2015 - March 16, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SALT LAKE CITY, UT
Past
March 31, 2011 - March 16, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SALT LAKE CITY, UT
Past
November 23, 2010 - March 22, 2011
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
June 1, 2009 - March 22, 2011
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
July 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
December 19, 2006 - July 17, 2008
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
JERSEY CITY, NJ
Past
June 29, 2006 - January 31, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
November 28, 2005 - January 26, 2006
MAX INTERNATIONAL BROKER/DEALER CORP.
BD
CRD#: 46039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Arizona(2/1/2022)
RR
California(2/1/2022)
RR
Colorado(2/1/2022)
RR
Connecticut(2/1/2022)
RR
District of Columbia(1/2/2024)
RR
Florida(2/1/2022)
RR
Idaho(2/1/2022)
RR
Illinois(1/2/2025)
RR
Louisiana(1/3/2023)
RR
Maine(1/3/2023)
RR
Maryland(2/1/2022)
RR
Massachusetts(10/21/2022)
RR
Michigan(2/1/2022)
RR
Minnesota(2/1/2022)
RR
Mississippi(2/1/2022)
RR
New Hampshire(2/1/2022)
RR
New Jersey(2/1/2022)
RR
New York(2/1/2022)
RR
North Carolina(1/3/2023)
RR
Oklahoma(8/2/2022)
RR
Pennsylvania(2/1/2022)
RR
Tennessee(2/1/2022)
IAR
Texas(1/29/2022)
RR
Texas(2/1/2022)
RR
Utah(2/1/2022)
IAR
Utah(2/1/2022)
RR
Vermont(1/3/2023)
RR
Virginia(2/1/2022)
RR
Washington(3/6/2025)
RR
Wisconsin(1/3/2023)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Park City, UT 84060TRUST BUT VERIFY
Monitor Michael Fomuke
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
