Anthony M. Vitalone

FEF DISTRIBUTORS

New York, NY 10105

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CRD#: 5058709

Professional summary

Anthony Michael Vitalone, who also goes by Anthony VItalone, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2006. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Vitalone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Vitalone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2024 - Present

FEF DISTRIBUTORS, LLC

Office #1: 1345 Avenue Of The Americas, New York, NY 10105Office #2: 1345 Avenue Of The Americas, New York, NY 10105-4800

CRD#: 46585

New York, NY

Past

May 27, 2016 - November 22, 2024

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

March 4, 2010 - May 12, 2016

DWS DISTRIBUTORS, INC.

CRD#: 37306

NEW YORK, NY

Past

February 22, 2006 - December 31, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/20/2024)

Exams

State Security Law Exam

Series 63

Date: 2/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Phone number

(212) 698-3300

Established

Delaware since 01/27/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLC	MANAGING MEMBER	108260
BRUNO, ROBERT	MANAGER	2102844
CARULLO, MODESTINO VITO	CHIEF COMPLIANCE OFFICER	1528768
CONSTANTINO, MICHAEL	MANAGER	2932606
FONG, CHUN WAI	CHIEF FINANCIAL OFFICER AND FINOP	4944446
OCONNOR, DAVID	GENERAL COUNSEL AND MANAGER	5077118
RICCIO, FRANK JOSEPH	PRESIDENT AND MANAGER	4271374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Anthony M. Vitalone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Vitalone's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAN ECK SECURITIES CORPORATION

DWS DISTRIBUTORS, INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2006

Series 24

Date: 11/4/2013

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FEF DISTRIBUTORS, LLC

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