Frantz E. Casseus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frantz Emmanuel Casseus was a registered financial professional .
Frantz is a previously registered financial professional and started their career in finance in 2006. Frantz had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2013 - October 1, 2018
SEABROOK PARTNERS LLC
July 1, 2011 - February 8, 2013
ARONSON CAPITAL ADVISORS, LLC
January 6, 2011 - April 25, 2011
COLORADO FINANCIAL SERVICE CORPORATION
June 1, 2009 - December 23, 2010
MORGAN STANLEY
October 3, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABROOK PARTNERS LLC
CRD#: 156581 / SEC#: , 8-68807
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEANE, BRIAN WALTER | MANAGING DIRECTOR, FINOP, CEO, CCO | 1382496 |
Red Flags
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