Douglass N. Loud
Professional summary
Douglass Nelson Loud is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.
Douglass is registered as a RR (Registered Representative) and started their career in finance in 2006. Douglass has worked at 3 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglass Nelson Loud's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 99 Park Avenue Suite 810, New York, NY 10016May 18, 2009 - December 31, 2023
AXIOM CAPITAL MANAGEMENT, INC.
February 23, 2006 - May 21, 2009
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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