RB
Reza Basharzad
CLARION PARTNERS SECURITIES
Los Angeles, CA 90017
Some features on this profile are disabled
CRD#: 5056633
RB
Professional summary
Reza Basharzad is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in Los Angeles, California.
Reza is registered as a RR (Registered Representative) and started their career in finance in 2005. Reza has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Reza Basharzad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2021 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: 601 S. Figueroa Street Suite 3600, Los Angeles, CA 90017BD
CRD#: 166384
Los Angeles, CA
Past
May 9, 2019 - April 20, 2021
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
August 25, 2017 - April 12, 2019
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
El Segundo, CA
Past
November 18, 2005 - September 8, 2009
TRITON PACIFIC CAPITAL, LLC
BD
CRD#: 40817
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2024)
RR
Alaska(5/17/2021)
RR
Arizona(5/17/2021)
RR
Arkansas(10/14/2024)
RR
California(4/26/2021)
RR
Colorado(5/17/2021)
RR
Connecticut(10/7/2024)
RR
Delaware(10/7/2024)
RR
District of Columbia(10/16/2024)
RR
Florida(10/7/2024)
RR
Georgia(10/7/2024)
RR
Hawaii(7/6/2021)
RR
Idaho(5/17/2021)
RR
Illinois(10/29/2024)
RR
Indiana(10/7/2024)
RR
Iowa(10/11/2024)
RR
Kansas(10/7/2024)
RR
Kentucky(10/7/2024)
RR
Louisiana(10/10/2024)
RR
Maine(10/7/2024)
RR
Maryland(10/18/2024)
RR
Massachusetts(10/7/2024)
RR
Michigan(10/8/2024)
RR
Minnesota(10/7/2024)
RR
Mississippi(10/11/2024)
RR
Missouri(10/8/2024)
RR
Montana(5/17/2021)
RR
Nebraska(10/4/2024)
RR
Nevada(10/7/2024)
RR
New Hampshire(10/7/2024)
RR
New Jersey(10/7/2024)
RR
New Mexico(5/17/2021)
RR
New York(5/17/2021)
RR
North Carolina(10/7/2024)
RR
North Dakota(10/7/2024)
RR
Ohio(10/6/2024)
RR
Oklahoma(1/18/2023)
RR
Oregon(5/17/2021)
RR
Pennsylvania(10/7/2024)
RR
Puerto Rico(10/21/2024)
RR
Rhode Island(10/7/2024)
RR
South Carolina(10/9/2024)
RR
South Dakota(10/7/2024)
RR
Tennessee(10/7/2024)
RR
Texas(5/19/2021)
RR
Utah(5/17/2021)
RR
Vermont(10/7/2024)
RR
Virgin Islands(10/9/2024)
RR
Virginia(10/9/2024)
RR
Washington(5/17/2021)
RR
West Virginia(10/17/2024)
RR
Wisconsin(10/7/2024)
RR
Wyoming(5/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CLARION PARTNERS SECURITIES, LLC
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384 / SEC#: , 8-69204
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Madison Avenue 14th Floor, New York, NY 10010
Mailing Address
One Madison Avenue 14th Floor, New York, NY 10010
Phone number
(212) 883-2500
Established
Delaware since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARION PARTNERS | MANAGING MEMBER | 108803 |
| ANDERSON, EVANS KEPHART | CHIEF EXECUTIVE OFFICER | 7360699 |
| PATTEN, DEIRDRE MARIAN | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 1357509 |
| SILK, BARBARA | ASSISTANT TREASURER | 6697872 |
| STABLER, JOSEPH PENN | SECRETARY | 6886387 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
